Financial Planning Associate

Key ResponsibilitiesFinancial Planning & Analysis

• Analyze clients’ financial goals, current financial positions, investment portfolios, and risk profiles.
• Develop customized recommendations aligned with client objectives, time horizons, and preferences.
• Identify gaps and opportunities within financial plans, including insurance and investment needs.
• Prepare comprehensive financial plans consistent with advisor best practices and planning philosophy.
• Create investment proposals, asset allocation recommendations, and Investment Policy Statements (IPS).
• Prepare Morningstar reports and other portfolio analysis materials.

Advisor & Client Support

• Prepare materials for client and prospect meetings, including:
• Financial plans
• Investment summaries
• Consolidated performance reports
• In-force insurance illustrations
• Client review presentations
• Gather research, annual reports, marketing materials, and supporting documentation for advisor meetings.
• Assist advisors in responding to client questions and servicing requests.
• Consult with advisors on the presentation of planning recommendations and investment strategies.
• Provide guidance and support to advisors and staff regarding planning-related service requests.

Insurance & Investment Case Preparation

• Prepare insurance illustrations and insurance proposals.
• Develop investment recommendations and supporting documentation.
• Ensure all client deliverables are accurate, complete, and compliant with firm standards.

QualificationsRequired

• New Jersey Life & Health Insurance License
• FINRA Series 6 License
• FINRA Series 63 License
• 3+ years of financial planning or wealth management experience
• Proficiency with Microsoft Office (Outlook, Word, Excel)
• Strong analytical, organizational, and communication skills
• Commitment to continuing professional development

Preferred

• Prior experience supporting Financial Advisors or Wealth Management Advisors
• FINRA Series 7 License
• Experience with Morningstar, NetX360, CRM systems, or financial planning software

Compensation

• Competitive salary based on experience, $100,000 – $150,000
• 3-6+ years of relevant experience considered

Benefits

• 401(k) retirement plan
• Health insurance
• Dental insurance
• Vision insurance
• Disability coverage
• Paid time off (PTO)

Tagged as: Excel, Financial Modeling