Cross Market Investigator, Regulation

Role Overview

The Cross Market Investigator will conduct real-time and pattern-based surveillance to assist in determinations of potential rule violations of Cboe Options and CFE Futures Exchanges rules, along with other applicable rules and regulations.

What You Will Do

Conduct surveillance and analysis of order entry and trading activity, leverage AI-assisted analytics, investigate alerts end-to-end, and contribute to new surveillance processes.

Why It Might Be a Fit

The ideal candidate will have 2+ years of experience in the securities/trading industry, exceptional analytical and research skills, and strong attention to detail.

Requirements

• 2+ years of experience in the securities/trading industry
• Python (pandas, numpy) and advanced Excel (Power Query, pivot tables, complex formulas)
• SQL: ability to write performant queries, joins, window functions, and QA data outputs
• Exceptional analytical and research skills, with the ability to apply both quantitative and qualitative analysis to ambiguous, detail-heavy problems

Benefits

• Fair and competitive salary and incentive compensation packages
• Generous paid time off, including vacation, personal days, sick days and annual community service days
• Health, dental and vision benefits, including access to telemedicine and mental health services
• 2:1 401(k) match, up to 8% match immediately upon hire
• Discounted Employee Stock Purchase Plan
• Tax Savings Accounts for health, dependent and transportation
• Employee referral bonus program
• Volunteer opportunities to help you give back to your communities